Our Audit Services

Supervisory Committee Audit

Supervisory committee audits are vital for checking your internal controls and ensuring you meet regulatory requirements. Our customized supervisory committee audits and consulting services are led by certified auditors with extensive credit union experience.

Our supervisory committee audit includes a review of:
• General ledger accounts
• Cash accounts and investments
• Expenses, prepaids, and accruals
• Sample of loans
• Sample of member verifications
• Policies and procedures

We also provide risk-based internal audits in several areas:
• Deposits
• Wire transfer
• Investments
• Loan controls
• Branch operations

Compliance Audit

Compliance auditing can help you stay abreast of the numerous regulations in place for credit unions (BSA, deposit, lending). We can provide you with full compliance audits, compliance consultations, and in-house training for your personnel.

During a compliance audit, we will:
• Evaluate your compliance program
• Provide advice to correct deficiencies and violations
• Assist in the development of policies and procedures
• Advise you on ways to enhance your compliance program
• Provide a final report of all findings to Management and Board of Directors